0000909661-05-000020.txt : 20120629
0000909661-05-000020.hdr.sgml : 20120629
20050120121812
ACCESSION NUMBER: 0000909661-05-000020
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050120
DATE AS OF CHANGE: 20050120
GROUP MEMBERS: CHARLES E. ELLWEIN
GROUP MEMBERS: CHUN R. DING
GROUP MEMBERS: DAVID I. COHEN
GROUP MEMBERS: DEREK C. SCHRIER
GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.
GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.
GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.
GROUP MEMBERS: FARALLON CAPITAL PARTNERS, L.P.
GROUP MEMBERS: FARALLON PARTNERS, L.L.C.
GROUP MEMBERS: JOSEPH F. DOWNES
GROUP MEMBERS: MARK C. WEHRLY
GROUP MEMBERS: MONICA R. LANDRY
GROUP MEMBERS: RAJIV A. PATEL
GROUP MEMBERS: RICHARD B. FRIED
GROUP MEMBERS: STEPHEN L. MILLHAM
GROUP MEMBERS: THOMAS F. STEYER
GROUP MEMBERS: TINICUM PARTNERS, L.P.
GROUP MEMBERS: WILLIAM F. DUHAMEL
GROUP MEMBERS: WILLIAM F. MELLIN
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GARDENBURGER INC
CENTRAL INDEX KEY: 0000859735
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 930886359
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-49503
FILM NUMBER: 05538100
BUSINESS ADDRESS:
STREET 1: 15615 ALTON PARKWAY
STREET 2: SUITE 350
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 255-2022
MAIL ADDRESS:
STREET 1: 15615 ALTON PARKWAY
STREET 2: SUITE 350
CITY: IRVINE
STATE: CA
ZIP: 92618
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0000909661
IRS NUMBER: 943240279
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA STE 11325
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154212132
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL
DATE OF NAME CHANGE: 19970210
SC 13D/A
1
gbur13da6.txt
--------------------------
OMB APPROVAL
--------------------------
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
hours per response......11
--------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Section 240.13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 6 )*
Gardenburger, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, no par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
365476100
--------------------------------------------------------------------------------
(CUSIP Number)
Mark C. Wehrly
Farallon Capital Management, L.L.C.
One Maritime Plaza, Suite 1325
San Francisco, California 94111
(415) 421-2132
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 35 Pages
Exhibit Index Found on Page 34
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Partners, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
California
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=====================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 398,072 shares of Common Stock [See Preliminary Note]
------------=====================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=====================================================
SHARED DISPOSITIVE POWER
10
398,072 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
398,072 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
4.2% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 2 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
California
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=====================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 429,306 shares of Common Stock [See Preliminary Note]
------------=====================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=====================================================
SHARED DISPOSITIVE POWER
10
429,306 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
429,306 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
4.6% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 3 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners II, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
California
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=====================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 71,984 shares of Common Stock [See Preliminary Note]
------------=====================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=====================================================
SHARED DISPOSITIVE POWER
10
71,984 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
71,984 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.8% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 4 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners III, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=====================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 85,301 shares of Common Stock [See Preliminary Note]
------------=====================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=====================================================
SHARED DISPOSITIVE POWER
10
85,301 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
85,301 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.9% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 5 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tinicum Partners, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6 New York
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=====================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 28,434 shares of Common Stock [See Preliminary Note]
------------=====================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=====================================================
SHARED DISPOSITIVE POWER
10
28,434 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
28,434 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 6 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Management, L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=====================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 369,639 shares of Common Stock [See Preliminary Note]
------------=====================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=====================================================
SHARED DISPOSITIVE POWER
10
369,639 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
369,639 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
3.9% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IA, OO
------------====================================================================
Page 7 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Partners, L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,013,097 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,013,097 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,013,097 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
10.1% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
OO
------------====================================================================
Page 8 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
David I. Cohen [See Preliminary Note]
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
-0-
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 9 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Chun R. Ding
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 10 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Joseph F. Downes
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 11 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Duhamel
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 12 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Charles E. Ellwein
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 13 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Richard B. Fried
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 14 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Monica R. Landry
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 15 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Mellin
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 16 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Stephen L. Millham
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 17 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Rajiv A. Patel
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 18 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Derek C. Schrier
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 19 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas F. Steyer
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 20 of 35 Pages
13D
===================
CUSIP No. 365476100
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Mark C. Wehrly
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)[ ]
(b)[ X ]**
2
** The reporting persons making this filing may be deemed
to be the beneficial owners of an aggregate of
1,382,736 shares of Common Stock, which is 13.3% of the
class of securities. The reporting person on this cover
page, however, may be deemed to be a beneficial owner
only of the securities reported by it on this cover
page. [See Preliminary Note]
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
N/A
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=======================================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,382,736 shares of Common Stock [See Preliminary Note]
------------=======================================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=======================================================
SHARED DISPOSITIVE POWER
10
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,382,736 shares of Common Stock [See Preliminary Note]
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.3% [See Preliminary Note]
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14 IN
------------====================================================================
Page 21 of 35 Pages
This Amendment No. 6 to Schedule 13D (this "Amendment") amends the
Schedule 13D initially filed on April 23, 1999 (collectively, with all
amendments thereto, the "Schedule 13D").
Preliminary Note: Effective as of January 1, 2005, each of Noonday G.P.
(U.S.), L.L.C. (the "First Noonday Sub-adviser") and Noonday Asset Management,
L.P. (the "Second Noonday Sub-adviser") entered into an investment subadvisory
agreement with the Management Company and the General Partner, under which the
First Noonday Sub-adviser and the Second Noonday Sub-adviser are granted
investment authority over certain securities and instruments owned by the
Partnerships and Managed Accounts. Noonday Capital, L.L.C. (the "Noonday General
Partner") serves as the general partner of the Second Noonday Sub-adviser. David
I. Cohen ("Cohen") serves as the managing member of the First Noonday
Sub-adviser and the Noonday General Partner. Cohen resigned as a managing member
of the Management Company and the General Partner effective December 31, 2004.
This amendment to the Schedule 13D reports that Cohen is no longer the deemed
beneficial owner of any of the securities reported herein.
The Reporting Persons are filing the Schedule 13D with respect to the
Common Stock, no par value (the "Common Stock"), of Gardenburger, Inc. (the
"Company"). The Reporting Persons are not currently the record holders of any
Common Stock, other than 3,700 shares of Common Stock held in aggregate by
Farallon Capital Institutional Partners, L.P. and Farallon Capital Institutional
Partners II, L.P. (collectively, the "3,700 Shares"). Certain of the Reporting
Persons own certain shares of Series C Convertible Preferred Stock, no par
value, of the Company (the "Series C Preferred Shares") and Series D Convertible
Preferred Stock, no par value, of the Company (the "Series D Preferred Shares,"
and together with the Series C Preferred Shares, the "Preferred Shares"). Each
Series C Preferred Share is convertible into five shares of Common Stock at any
time by the holder, subject to certain adjustments set forth in the
Page 22 of 35 pages
Determination of Terms of the Series C Preferred Shares. Each Series D Preferred
Share is convertible into 13.333333 shares of Common Stock at any time by the
holder, subject to certain adjustments set forth in the Determination of Terms
of the Series D Preferred Shares. In addition, certain of the Reporting Persons
own certain warrants which are immediately exercisable to purchase an aggregate
of 166,536 shares of Common Stock (the "Warrants"). The conversion of the
Preferred Shares and the exercise of the Warrants are subject to the terms and
conditions contained in the Preferred Stock Exchange Agreement dated January 10,
2002 among certain of the Reporting Persons, certain other investors and the
Company. For a discussion of the terms and conditions of the Preferred Stock
Exchange Agreement, the Determination of Terms of the Series C Preferred Shares
and the Determination of Terms of the Series D Preferred Shares, see Amendment
No. 2 to the Schedule 13D filed on January 17, 2002.
Item 2. Identity And Background.
------- ------------------------
Item 2 of the Schedule 13D is amended and restated in its entirety as
follows:
(a) This statement is filed by the entities and persons listed below,
all of whom together are referred to herein as the "Reporting Persons."
The Partnerships
----------------
(i) Farallon Capital Partners, L.P., a California limited
partnership ("FCP"), with respect to the Common Stock
beneficially owned by it (through direct ownership of
Preferred Shares and Warrants);
(ii) Farallon Capital Institutional Partners, L.P., a
California limited partnership ("FCIP"), with respect
to the Common Stock beneficially owned by it (through
direct ownership of Preferred Shares and Warrants and
with respect to the 2,800 shares of Common Stock
which FCIP owns directly);
(iii) Farallon Capital Institutional Partners II, L.P., a
California limited partnership ("FCIP II"), with
respect to the Common Stock beneficially owned by it
(through direct ownership of Preferred Shares and
Warrants and with respect to the 900 shares of Common
Stock which FCIP II owns directly);
Page 23 of 35 Pages
(iv) Farallon Capital Institutional Partners III, L.P., a
Delaware limited partnership ("FCIP III"), with
respect to the Common Stock beneficially owned by it
(through direct ownership of Preferred Shares and
Warrants); and
(v) Tinicum Partners, L.P., a New York limited
partnership ("Tinicum"), with respect to the Common
Stock beneficially owned by it (through direct
ownership of Preferred Shares and Warrants).
FCP, FCIP, FCIP II, FCIP III and Tinicum are together referred to
herein as the "Partnerships."
The Management Company
----------------------
(vi) Farallon Capital Management, L.L.C., a Delaware
limited liability company (the "Management Company"),
with respect to the Common Stock beneficially owned
by certain accounts managed by the Management Company
(the "Managed Accounts") (through direct ownership of
Preferred Shares and Warrants).
The General Partner Of The Partnerships
---------------------------------------
(vii) Farallon Partners, L.L.C., a Delaware limited
liability company which is the general partner of
each of the Partnerships (the "General Partner"),
with respect to the Common Stock beneficially owned
by the Partnerships (through direct ownership of
Preferred Shares and Warrants, and the 3,700 Shares
owned directly by FCIP and FCIP II).
The Managing Members Of The General Partner And The Management Company
----------------------------------------------------------------------
(viii) The following persons who are (or, solely with
respect to Cohen, were) managing members of both the
General Partner and the Management Company, with
respect to the Common Stock beneficially owned by the
Partnerships and the Managed Accounts (through direct
ownership of Preferred Shares and Warrants, and the
3,700 Shares owned directly by FCIP and FCIP II):
Cohen, Chun R. Ding ("Ding"), Joseph F. Downes
("Downes"), William F. Duhamel ("Duhamel"), Charles
E. Ellwein ("Ellwein"), Richard B. Fried ("Fried"),
Monica R. Landry ("Landry"), William F. Mellin
("Mellin"), Stephen L. Millham ("Millham"), Rajiv A.
Patel ("Patel"), Derek C. Schrier ("Schrier"), Thomas
F. Steyer ("Steyer") and Mark C. Wehrly ("Wehrly").
Cohen, Ding, Downes, Duhamel, Ellwein, Fried, Landry, Mellin, Millham,
Patel, Schrier, Steyer and Wehrly are together referred to herein as the
"Individual Reporting Persons."
Page 24 of 35 Pages
(b) The address of the principal business and principal office of (i)
the Partnerships, the General Partner and the Management Company is One Maritime
Plaza, Suite 1325, San Francisco, California 94111 and (ii) each of the
Individual Reporting Persons is set forth in Annex 1 hereto.
(c) The principal business of each of the Partnerships is that of a
private investment fund engaging in the purchase and sale of investments for its
own account. The principal business of the General Partner is to act as the
general partner of the Partnerships. The principal business of the Management
Company is that of a registered investment adviser. The principal business of
each of the Individual Reporting Persons is set forth in Annex 1 hereto.
(d) None of the Partnerships, the Management Company, the General
Partner or any of the Individual Reporting Persons has, during the last five
years, been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
(e) None of the Partnerships, the Management Company, the General
Partner or any of the Individual Reporting Persons has, during the last five
years, been party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
(f) The citizenship of each of the Partnerships, the General Partner
and the Management Company is set forth above. Each of the Individual Reporting
Persons is a United States citizen.
The other information required by Item 2 relating to the identity and
background of the Reporting Persons is set forth in Annex 1 hereto.
Item 5. Interest In Securities Of The Issuer.
------- -------------------------------------
Item 5 of the Schedule 13D is amended and restated in its entirety as
follows:
Page 25 of 35 Pages
(a) The Partnerships
----------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for each Partnership is
incorporated herein by reference for each such
Partnership. The percentage amount set forth in Row
13 of each such cover page was based upon a Common
Stock outstanding figure determined by adding (i) the
9,002,101 shares of Common Stock outstanding as of
August 12, 2004, as reported by the Company in its
Quarterly Report on Form 10-Q for the quarterly
period ended June 30, 2004 filed with the SEC on
August 16, 2004, and (ii) the number of shares of
Common Stock set forth below of which each
Partnership is deemed a beneficial owner through its
ownership of Preferred Shares and Warrants.
Number of Shares of Common
Stock Entity is Deemed to
Entity Beneficially Own*
------ -----------------
FCP 398,072
FCIP 426,506
FCIP II 71,084
FCIP III 85,301
Tinicum 28,434
* As noted elsewhere in the Schedule 13D, FCIP and
FCIP II, respectively, also own 2,800 and 900 shares
of Common Stock directly.
(c) No transactions in the Shares or other securities
have been consummated in the past 60 days.
(d) The General Partner has the power to direct the
affairs of the Partnerships, including the
disposition of the proceeds of the sale of the Common
Stock, Preferred Shares and/or Warrants. The
Individual Reporting Persons other than Cohen are
managing members of the General Partner.
(e) Not applicable.
Page 26 of 35 Pages
(b) The Management Company
----------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for the Management Company is
incorporated herein by reference. The percentage
amount set forth in Row 13 of the cover page hereto
for the Management Company was based upon a Common
Stock outstanding figure determined by adding (i) the
9,002,101 shares of Common Stock outstanding as of
August 12, 2004, as reported by the Company in its
Quarterly Report on Form 10-Q for the quarterly
period ended June 30, 2004 filed with the SEC on
August 16, 2004, and (ii) the 369,639 shares of
Common Stock of which the Managed Accounts are deemed
beneficial owners through their ownership of
Preferred Shares and Warrants.
(c) No transactions in the Shares or other securities
have been consummated in the past 60 days.
(d) The Management Company, as an investment adviser, has
the power to direct the disposition of the proceeds
of the sale of the Common Stock, Preferred Shares
and/or Warrants beneficially owned by the Managed
Accounts. The Individual Reporting Persons other than
Cohen are managing members of the Management Company.
(e) Not applicable.
(c) The General Partner
-------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for the General Partner is
incorporated herein by reference. The percentage
amount set forth in Row 13 of the cover page hereto
for the General Partner is based upon a Common Stock
outstanding figure determined by adding (i) the
9,002,101 shares of Common Stock outstanding as of
August 12, 2004, as reported by the Company in its
Quarterly Report on Form 10-Q for the quarterly
period ended June 30, 2004 filed with the SEC on
August 16, 2004, and (ii) the 1,009,397 shares of
Common Stock of which the General Partner may be
deemed a beneficial owner through the Partnerships'
ownership of Preferred Shares and Warrants.
(c) None.
(d) The General Partner has the power to direct the
affairs of the Partnerships, including the
disposition of the proceeds of the sale of the Common
Stock, Preferred Shares and/or Warrants. The
Individual Reporting Persons other than Cohen are
managing members of the General Partner.
(e) Not applicable.
Page 27 of 35 Pages
(d) The Individual Reporting Persons
--------------------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for each Individual Reporting
Person is incorporated herein by reference for each
such Individual Reporting Person. The percentage
amount set forth in Row 13 of the cover pages hereto
for each of the Individual Reporting Persons is based
upon a Common Stock outstanding figure determined by
adding (i) the 9,002,101 shares of Common Stock
outstanding as of August 12, 2004, as reported by the
Company in its Quarterly Report on Form 10-Q for the
quarterly period ended June 30, 2004 filed with the
SEC on August 16, 2004, and (ii) the 1,379,036 shares
of Common Stock of which the Individual Reporting
Persons, other than Cohen, may be deemed beneficial
owners through the Partnerships' and the Managed
Accounts' ownership of Preferred Shares and Warrants.
(c) None.
(d) The General Partner has the power to direct the
affairs of the Partnerships, including the
disposition of the proceeds of the sale of the Common
Stock, Preferred Shares and/or the Warrants. The
Management Company, as an investment adviser, has the
power to direct the disposition of the proceeds of
the sale of the Common Stock, Preferred Shares and/or
the Warrants beneficially owned by the Managed
Accounts. The Individual Reporting Persons other than
Cohen are managing members of the General Partner and
of the Management Company.
(e) As of December 31, 2004, Cohen may no longer be
deemed to be a beneficial owner of the shares of
Common Stock, Preferred Shares or Warrants owned by
the Partnerships and the Managed Accounts.
The 3,700 Shares are held directly by FCIP (2,800 shares of Common
Stock ) and FCIP II (900 shares of Common Stock). The Preferred Shares and
Warrants in respect of which each Partnership is deemed to beneficially own
Common Stock are owned directly by each such Partnership. The General Partner,
as general partner to the Partnerships, may be deemed the beneficial owner of
the Common Stock beneficially owned by the Partnerships. The Preferred Shares
and Warrants in respect of which the Managed Accounts are deemed to beneficially
own Common Stock are owned directly by the Managed Accounts. The Management
Company, as investment adviser to the Managed Accounts, may be deemed the
beneficial owner of the Common Stock
Page 28 of 35 Pages
beneficially owned by the Managed Accounts. The Individual Reporting Persons
other than Cohen, as managing members of both the General Partner and the
Management Company, may each be deemed to be the beneficial owner of all such
shares of Common Stock beneficially owned by the Partnerships and the Managed
Accounts. Each of the Management Company, the General Partner and the Individual
Reporting Persons hereby disclaims any beneficial ownership of any such shares
of Common Stock.
Item 7. Materials To Be Filed As Exhibits.
------- ----------------------------------
There is filed herewith as Exhibit 1 a written agreement relating to
the filing of joint acquisition statements as required by Section 240.13d-1(k)
under the Securities Exchange Act of 1934, as amended.
Page 29 of 35 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Dated: January 20, 2005
/s/ Joseph F. Downes
-------------------------------------------------------------
FARALLON PARTNERS, L.L.C.,
on its own behalf and as General Partner of
FARALLON CAPITAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
And TINICUM PARTNERS, L.P.
By Joseph F. Downes,
Managing Member
/s/ Joseph F. Downes
-------------------------------------------------------------
FARALLON CAPITAL MANAGEMENT, L.L.C.,
By Joseph F. Downes,
Managing Member
/s/ Joseph F. Downes
-------------------------------------------------------------
Joseph F. Downes, individually and as attorney-in-fact
for each of David I. Cohen, Chun R. Ding, William F. Duhamel,
Charles E. Ellwein, Richard B. Fried, Monica R. Landry,
William F. Mellin, Stephen L. Millham, Rajiv A. Patel,
Derek C. Schrier, Thomas F. Steyer and Mark C. Wehrly.
The Powers of Attorney, each executed by Cohen, Mellin, Millham and
Steyer authorizing Downes to sign and file this Schedule 13D on each person's
behalf, which were filed with Amendment No. 1 to the Schedule 13D filed with the
Securities and Exchange Commission on January 20, 1998, by such Reporting
Persons with respect to the Shares of Spiros Development Corporation II, Inc.,
are hereby incorporated by reference. The Powers of Attorney, each executed by
Duhamel and Fried authorizing Downes to sign and file this Schedule 13D on each
person's behalf, which were filed with Amendment No. 7 to the Schedule 13D filed
with the Securities and Exchange Commission on February 9, 1999 by such
Reporting Persons with respect to the Callable Class A Common Stock of Crescendo
Pharmaceuticals Corporation, are hereby incorporated by reference. The Power of
Attorney executed by Mark C. Wehrly authorizing Downes to sign and file this
Schedule 13D on his behalf, which was filed with Amendment No. 4 to the Schedule
13D filed with the Securities and Exchange Commission
Page 30 of 35 Pages
on January 18, 2000, by such Reporting Person with respect to the Class A Common
Stock of Momentum Business Applications, Inc., is hereby incorporated by
reference. The Power of Attorney executed by Monica R. Landry authorizing
Downes, as well as Steyer and Cohen, to sign and file this Schedule 13D on her
behalf, which was filed with the Schedule 13G filed with the Securities and
Exchange Commission on January 22, 2001, by such Reporting Person with respect
to the Common Stock of Korn/Ferry International is hereby incorporated by
reference. The Powers of Attorney executed by each of Chun R. Ding and Derek C.
Schrier authorizing Downes to sign and file this Schedule 13D on his behalf,
which was filed with Amendment No. 1 to the Schedule 13D filed with the
Securities and Exchange Commission on July 2, 2003, by such Reporting Person
with respect to the Common Stock of Salix Pharmaceuticals, Ltd., is hereby
incorporated by reference. The Powers of Attorney executed by each of Charles E.
Ellwein and Rajiv A. Patel authorizing Downes to sign and file this Schedule 13D
on his behalf, which was filed with Amendment No. 4 to the Schedule 13G filed
with the Securities and Exchange Commission on January 8, 2004 by such Reporting
Person with respect to the Common Stock of Catalytica Energy Systems, Inc., is
hereby incorporated by reference.
Page 31 of 35 Pages
ANNEX 1
Set forth below with respect to the Management Company and the General
Partner is the following information: (a) name; (b) address; (c) principal
business; (d) state of organization; and (e) controlling persons. Set forth
below with respect to each managing member of the Management Company and the
General Partner is the following: (a) name; (b) business address; (c) principal
occupation; and (d) citizenship.
1. The Management Company
----------------------
(a) Farallon Capital Management, L.L.C.
(b) One Maritime Plaza, Suite 1325
San Francisco, California 94111
(c) Serves as investment adviser to various managed accounts
(d) Delaware limited liability company
(e) Managing Members: Thomas F. Steyer, Senior Managing Member;
Chun R. Ding, Joseph F. Downes, William F. Duhamel, Charles E.
Ellwein, Richard B. Fried, Monica R. Landry, William F.
Mellin, Stephen L. Millham, Rajiv A. Patel, Derek C. Schrier
and Mark C. Wehrly, Managing Members.
2. The General Partner
-------------------
(a) Farallon Partners, L.L.C.
(b) c/o Farallon Capital Management, L.L.C.
One Maritime Plaza, Suite 1325
San Francisco, California 94111
(c) Serves as general partner to investment partnerships
(d) Delaware limited liability company
(e) Managing Members: Thomas F. Steyer, Senior Managing Member;
Chun R. Ding, Joseph F. Downes, William F. Duhamel, Charles E.
Ellwein, Richard B. Fried, Monica R. Landry, William F.
Mellin, Stephen L. Millham, Rajiv A. Patel, Derek C. Schrier
and Mark C. Wehrly, Managing Members.
3. The Individual Reporting Persons/The Managing Members
-----------------------------------------------------
Each of the Individual Reporting Persons is a United States citizen.
The business address of each of the Individual Reporting Persons other
than David I. Cohen is c/o Farallon Capital Management, L.L.C., One
Maritime Plaza, Suite 1325, San Francisco, California 94111. The
business address of David I. Cohen is c/o Noonday Asset Management,
L.P., 227 West Trade Street, Suite 2140, Charlotte, North Carolina
28202. The principal occupation of Thomas F. Steyer is serving as
senior managing member of the Management Company and the General
Partner. The principal occupation of each other Individual Reporting
Person (other than David I. Cohen) is serving as a managing member of
the Management Company and the General Partner. The principal
occupation of David I. Cohen is serving as the managing member of
Noonday G.P. (U.S.), L.L.C. and Noonday Capital, L.L.C., the general
Page 32 of 35 Pages
partner of Noonday Asset Management, L.P. None of the Individual
Reporting Persons have any additional information to disclose with
respect to Items 2-6 of the Schedule 13D that is not already disclosed
in the Schedule 13D.
Page 33 of 35 Pages
EXHIBIT INDEX
EXHIBIT 1 Joint Acquisition Statement
Pursuant to Section 240.13d1(k)
Page 34 of 35 Pages
EXHIBIT 1
to
SCHEDULE 13D
JOINT ACQUISITION STATEMENT
PURSUANT TO SECTION 240.13d-1(k)
--------------------------------
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13D is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13D shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him, her or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the other entities or persons, except to the extent that he, she or
it knows or has reason to believe that such information is inaccurate.
Dated: January 20, 2005
/s/ Joseph F. Downes
-------------------------------------------------------------
FARALLON PARTNERS, L.L.C.,
on its own behalf and as General Partner of
FARALLON CAPITAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
And TINICUM PARTNERS, L.P.
By Joseph F. Downes,
Managing Member
/s/ Joseph F. Downes
-------------------------------------------------------------
FARALLON CAPITAL MANAGEMENT, L.L.C.,
By Joseph F. Downes,
Managing Member
/s/ Joseph F. Downes
-------------------------------------------------------------
Joseph F. Downes, individually and as attorney-in-fact
for each of David I. Cohen, Chun R. Ding, William F. Duhamel,
Charles E. Ellwein, Richard B. Fried, Monica R.Landry,
William F. Mellin, Stephen L. Millham, Rajiv A. Patel,
Derek C. Schrier, Thomas F. Steyer and Mark C. Wehrly.
Page 35 of 35 Pages